First Trust Emerging Markets Small Cap AlphaDEX Fund (FEMS)

• Market cap: $258M
• 1 day: 0.03%
• 5 days: -1.44%
• 1 month: -1.13%
• 3 months: -3.98%
• 6 months: -2.94%
• Year to date: -0.05%
• 1 year: -3.85%
• 5 years: 32.87%
• 10 years: 19.59%

Fund manager confidence

Based on 2024 Q4 regulatory filings by fund managers ($100M+ AUM)

20% more first-time investments, than exits

New positions opened: 12 | Existing positions closed: 10

0% more funds holding in top 10

Funds holding in top 10: 1 [Q3] → 1 (+0) [Q4]

0.74% less ownership

Funds ownership: 64.05% [Q3] → 63.31% (-0.74%) [Q4]

5% less funds holding

Funds holding: 73 [Q3] → 69 (-4) [Q4]

16% less capital invested

Capital invested by funds: $214M [Q3] → $180M (-$33.4M) [Q4]

19% less repeat investments, than reductions

Existing positions increased: 21 | Existing positions reduced: 26